FINRA Proposes to Make Permanent its Public Arbitrator Pilot Program
In a surprising but welcome development, FINRA announced today that it will file a rule proposal next month with the Securities and Exchange Commission to make permanent its Public Arbitrator Pilot Program, in which investors are given the choice of selecting an all-public arbitrator panel in disputes with brokers, rather than a panel made up … Continue reading FINRA Proposes to Make Permanent its Public Arbitrator Pilot Program